Market maker

Results: 1501



#Item
991SR-Topaz[removed]December 2, 2013 Page 15 of 18 Exhibit 5 - Text of the Proposed Rule Change Underlining indicates additions; [Brackets] indicate deletion

SR-Topaz[removed]December 2, 2013 Page 15 of 18 Exhibit 5 - Text of the Proposed Rule Change Underlining indicates additions; [Brackets] indicate deletion

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-12-16 09:30:45
992SR-BX[removed]Page 35 of 37 Exhibit 5 Additions are underlined; deletions are bracketed.

SR-BX[removed]Page 35 of 37 Exhibit 5 Additions are underlined; deletions are bracketed.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-07-05 09:28:48
993  May 15, 2014    Ms. Elizabeth M. Murphy  Secretary  Securities and Exchange Commission 

  May 15, 2014    Ms. Elizabeth M. Murphy  Secretary  Securities and Exchange Commission 

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-05-23 13:30:47
994SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]November 9, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]November 9, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-11-14 08:12:04
995SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]April 30, 2012 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]April 30, 2012 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-05-01 08:34:03
996SR-BOX[removed]Page 27 of 35 EXHIBIT 5 New language

SR-BOX[removed]Page 27 of 35 EXHIBIT 5 New language

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-05-15 10:11:55
997(SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]May 2, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings t

(SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]May 2, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings t

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-05-05 09:47:21
998SR-EDGX[removed]Page 29 of 35 EXHIBIT 5 Additions underlined Deletions [bracketed] EDGX Exchange Fee Schedule – Effective September 1, 2012

SR-EDGX[removed]Page 29 of 35 EXHIBIT 5 Additions underlined Deletions [bracketed] EDGX Exchange Fee Schedule – Effective September 1, 2012

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-09-11 09:01:57
999SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 6, 2009 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Re

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 6, 2009 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Re

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-11-09 11:26:12
1000SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 4, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 4, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-04-07 14:32:00